# Postfix SMTP Access Policy Delegation

## Purpose of Postfix SMTP access policy delegation

The Postfix SMTP server has a number of built-in mechanisms to block or accept mail at specific SMTP protocol stages. As of version 2.1, Postfix can delegate policy decisions to an external server that runs outside Postfix.

With this policy delegation mechanism, a simple greylist policy can be implemented with only a dozen lines of Perl, as is shown at the end of this document. A complete example can be found in the Postfix source code, in the directory examples/smtpd-policy.

Another example of policy delegation is the SPF policy server at http://www.openspf.org/Software.

Policy delegation is now the preferred method for adding policies to Postfix. It's much easier to develop a new feature in few lines of Perl, Python, Ruby, or TCL, than trying to do the same in C code. The difference in performance will be unnoticeable except in the most demanding environments. On active systems a policy daemon process is used multiple times, for up to $max_use incoming SMTP connections.

This document covers the following topics:

- Policy protocol description
- Policy client/server configuration
- Example: greylist policy server
- Greylisting mail from frequently forged domains
- Greylisting all your mail
- Routine greylist maintenance
- Example Perl greylist server

## Protocol description

The Postfix policy delegation protocol is really simple. The client request is a sequence of name=value attributes separated by newline, and is terminated by an empty line. The server reply is one name=value attribute and it, too, is terminated by an empty line.

Here is an example of all the attributes that the Postfix SMTP server sends in a delegated SMTPD access policy request:

>     Postfix version 2.1 and later:
>     request=smtpd_access_policy
>     protocol_state=RCPT
>     protocol_name=SMTP
>     helo_name=some.domain.tld
>     queue_id=8045F2AB23
>     sender=foo@bar.tld
>     recipient=bar@foo.tld
>     recipient_count=0
>     client_address=1.2.3.4
>     client_name=another.domain.tld
>     reverse_client_name=another.domain.tld
>     instance=123.456.7
>     Postfix version 2.2 and later:
>     sasl_method=plain
>     sasl_username=you
>     sasl_sender=
>     size=12345
>     ccert_subject=solaris9.porcupine.org
>     ccert_issuer=Wietse+20Venema
>     ccert_fingerprint=C2:9D:F4:87:71:73:73:D9:18:E7:C2:F3:C1:DA:6E:04
>     Postfix version 2.3 and later:
>     encryption_protocol=TLSv1/SSLv3
>     encryption_cipher=DHE-RSA-AES256-SHA
>     encryption_keysize=256
>     etrn_domain=
>     Postfix version 2.5 and later:
>     stress=
>     [empty line]

Notes:

- The "request" attribute is required. In this example the request type is "smtpd_access_policy".

- The order of the attributes does not matter. The policy server should ignore any attributes that it does not care about.

- When the same attribute name is sent more than once, the server may keep the first value or the last attribute value.

- When an attribute value is unavailable, the client either does not send the attribute, sends the attribute with an empty value ("name="), or sends a zero value ("name=0") in the case of a numerical attribute.

- The "recipient" attribute is available in the "RCPT TO" stage. It is also available in the "DATA" and "END-OF-MESSAGE" stages if Postfix accepted only one recipient for the current message.

- The "recipient_count" attribute (Postfix 2.3 and later) is non-zero only in the "DATA" and "END-OF-MESSAGE" stages. It specifies the number of recipients that Postfix accepted for the current message.

- The client address is an IPv4 dotted quad in the form 1.2.3.4 or it is an IPv6 address in the form 1:2:3::4:5:6.

- For a discussion of the differences between reverse and verified client_name information, see the reject_unknown_client_hostname discussion in the postconf(5) document.

- An attribute name must not contain "=", null or newline, and an attribute value must not contain null or newline.

- The "instance" attribute value can be used to correlate different requests regarding the same message delivery. These requests are sent over the same policy connection (unless the policy daemon terminates the connection). Once Postfix sends a query with a different instance attribute over that same policy connection, the previous message delivery is either completed or aborted.

- The "size" attribute value specifies the message size that the client specified in the MAIL FROM command (zero if none was specified). With Postfix 2.2 and later, it specifies the actual message size when the client sends the END-OF-DATA command.

- The "sasl_*" attributes (Postfix 2.2 and later) specify information about how the client was authenticated via SASL. These attributes are empty in case of no SASL authentication.

- The "ccert_*" attributes (Postfix 2.2 and later) specify information about how the client was authenticated via TLS. These attributes are empty in case of no certificate authentication. As of Postfix 2.2.11 these attribute values are encoded as xtext: some characters are represented by +XX, where XX is the two-digit hexadecimal representation of the character value. With Postfix 2.6 and later, the decoded string is an UTF-8 string without non-printable ASCII characters.

- The "encryption_*" attributes (Postfix 2.3 and later) specify information about how the connection is encrypted. With plaintext connections the protocol and cipher attributes are empty and the keysize is zero.

- The "etrn_domain" attribute is defined only in the context of the ETRN command, and specifies the ETRN command parameter.

- The "stress" attribute is either empty or "yes". See the STRESS_README document for further information.

The following is specific to SMTPD delegated policy requests:

- Protocol names are ESMTP or SMTP.

- Protocol states are CONNECT, EHLO, HELO, MAIL, RCPT, DATA, END-OF-MESSAGE, VRFY or ETRN; these are the SMTP protocol states where the Postfix SMTP server makes an OK/REJECT/HOLD/etc. decision.

The policy server replies with any action that is allowed in a Postfix SMTPD access(5) table. Example:

>     action=defer_if_permit Service temporarily unavailable
>     [empty line]

This causes the Postfix SMTP server to reject the request with a 450 temporary error code and with text "Service temporarily unavailable", if the Postfix SMTP server finds no reason to reject the request permanently.

In case of trouble the policy server must not send a reply. Instead the server must log a warning and disconnect. Postfix will retry the request at some later time.

## Policy client/server configuration

The Postfix delegated policy client can connect to a TCP socket or to a UNIX-domain socket. Examples:

>     inet:127.0.0.1:9998
>     unix:/some/where/policy
>     unix:private/policy

The first example specifies that the policy server listens on a TCP socket at 127.0.0.1 port 9998. The second example specifies an absolute pathname of a UNIX-domain socket. The third example specifies a pathname relative to the Postfix queue directory; use this for policy servers that are spawned by the Postfix master daemon.

To create a policy service that listens on a UNIX-domain socket called "policy", and that runs under control of the Postfix spawn(8) daemon, you would use something like this:

>      1 /etc/postfix/master.cf:
>      2     policy  unix  -       n       n       -       0       spawn
>      3       user=nobody argv=/some/where/policy-server
>      4
>      5 /etc/postfix/main.cf:
>      6     smtpd_recipient_restrictions =
>      7         ...
>      8         reject_unauth_destination
>      9         check_policy_service unix:private/policy
>     10         ...
>     11     policy_time_limit = 3600

NOTES:

- Lines 2, 11: the Postfix spawn(8) daemon by default kills its child process after 1000 seconds. This is too short for a policy daemon that may need to run for as long as the SMTP server process that talks to it. The default time limit is overruled in main.cf with an explicit "policy_time_limit" setting. The name of the parameter is the name of the master.cf entry ("policy") concatenated with the "_time_limit" suffix. See spawn(8) for more information about the time limit parameter.

- Line 2: specify a "0" process limit instead of the default "-", to avoid "connection refused" and other problems when the smtpd process limit exceeds the default_process_limit setting.

- Lines 8, 9: always specify "check_policy_service" AFTER "reject_unauth_destination" or else your system could become an open relay.

- Solaris UNIX-domain sockets do not work reliably. Use TCP sockets instead:

>      1 /etc/postfix/master.cf:
>      2     127.0.0.1:9998  inet  n       n       n       -       0       spawn
>      3       user=nobody argv=/some/where/policy-server
>      4
>      5 /etc/postfix/main.cf:
>      6     smtpd_recipient_restrictions =
>      7         ...
>      8         reject_unauth_destination
>      9         check_policy_service inet:127.0.0.1:9998
>     10         ...
>     11     127.0.0.1:9998_time_limit = 3600

Other configuration parameters that control the client side of the policy delegation protocol:

- smtpd_policy_service_max_idle (default: 300s): The amount of time before the Postfix SMTP server closes an unused policy client connection.

- smtpd_policy_service_max_ttl (default: 1000s): The amount of time before the Postfix SMTP server closes an active policy client connection.

- smtpd_policy_service_timeout (default: 100s): The time limit to connect to, send to or receive from a policy server.

## Example: greylist policy server

Greylisting is a defense against junk email that is described at http://www.greylisting.org/. The idea was discussed on the postfix-users mailing list one year before it was popularized.

The file examples/smtpd-policy/greylist.pl in the Postfix source tree implements a simplified greylist policy server. This server stores a time stamp for every (client, sender, recipient) triple. By default, mail is not accepted until a time stamp is more than 60 seconds old. This stops junk mail with randomly selected sender addresses, and mail that is sent through randomly selected open proxies. It also stops junk mail from spammers that change their IP address frequently.

Copy examples/smtpd-policy/greylist.pl to /usr/libexec/postfix or whatever location is appropriate for your system.

In the greylist.pl Perl script you need to specify the location of the greylist database file, and how long mail will be delayed before it is accepted. The default settings are:

>     $database_name="/var/mta/greylist.db";
>     $greylist_delay=60;

The /var/mta directory (or whatever you choose) should be writable by "nobody", or by whatever username you configure below in master.cf for the policy service.

Example:

>     # mkdir /var/mta
>     # chown nobody /var/mta

Note: DO NOT create the greylist database in a world-writable directory such as /tmp or /var/tmp, and DO NOT create the greylist database in a file system that may run out of space. Postfix can survive "out of space" conditions with the mail queue and with the mailbox store, but it cannot survive a corrupted greylist database. If the file becomes corrupted you may not be able to receive mail at all until you delete the file by hand.

The greylist.pl Perl script can be run under control by the Postfix master daemon. For example, to run the script as user "nobody", using a UNIX-domain socket that is accessible by Postfix processes only:

>     1 /etc/postfix/master.cf:
>     2     policy  unix  -       n       n       -       0       spawn
>     3       user=nobody argv=/usr/bin/perl /usr/libexec/postfix/greylist.pl
>     4
>     5 /etc/postfix/main.cf:
>     6      policy_time_limit = 3600

Notes:

- Line 3: Specify "greylist.pl -v" for verbose logging of each request and reply.

- Lines 2, 6: the Postfix spawn(8) daemon by default kills its child process after 1000 seconds. This is too short for a policy daemon that may run for as long as an SMTP client is connected to an SMTP server process. The default time limit is overruled in main.cf with an explicit "policy_time_limit" setting. The name of the parameter is the name of the master.cf entry ("policy") concatenated with the "_time_limit" suffix.

- Line 2: specify a "0" process limit instead of the default "-", to avoid "connection refused" and other problems when the smtpd process limit exceeds the default_process_limit setting.

On Solaris you must use inet: style sockets instead of unix: style, as detailed in the "Policy client/server configuration" section above.

>     1 /etc/postfix/master.cf:
>     2     127.0.0.1:9998  inet  n       n       n       -       0       spawn
>     3       user=nobody argv=/usr/bin/perl /usr/libexec/postfix/greylist.pl
>     4
>     5 /etc/postfix/main.cf:
>     6      127.0.0.1:9998_time_limit = 3600

To invoke this service you would specify "check_policy_service inet:127.0.0.1:9998".

## Greylisting mail from frequently forged domains

It is relatively safe to turn on greylisting for specific domains that often appear in forged email. At some point in cyberspace/time a list of frequently forged MAIL FROM domains could be found at http://www.monkeys.com/anti-spam/filtering/sender-domain-validate.in.

>      1 /etc/postfix/main.cf:
>      2     smtpd_recipient_restrictions =
>      3         reject_unlisted_recipient
>      4         ...
>      5         reject_unauth_destination
>      6         check_sender_access hash:/etc/postfix/sender_access
>      7         ...
>      8     smtpd_restriction_classes = greylist
>      9     greylist = check_policy_service unix:private/policy
>     10
>     11 /etc/postfix/sender_access:
>     12     aol.com     greylist
>     13     hotmail.com greylist
>     14     bigfoot.com greylist
>     15     ... etcetera ...

NOTES:

- Line 9: On Solaris you must use inet: style sockets instead of unix: style, as detailed in the "Example: greylist policy server" section above.

- Line 6: Be sure to specify "check_sender_access" AFTER "reject_unauth_destination" or else your system could become an open mail relay.

- Line 3: With Postfix 2.0 snapshot releases, "reject_unlisted_recipient" is called "check_recipient_maps". Postfix 2.1 understands both forms.

- Line 3: The greylist database gets polluted quickly with bogus addresses. It helps if you protect greylist lookups with other restrictions that reject unknown senders and/or recipients.

## Greylisting all your mail

If you turn on greylisting for all mail you will almost certainly want to make exceptions for mailing lists that use one-time sender addresses, because such mailing lists can pollute your greylist database relatively quickly.

>      1 /etc/postfix/main.cf:
>      2     smtpd_recipient_restrictions =
>      3         reject_unlisted_recipient
>      4         ...
>      5         reject_unauth_destination
>      6         check_sender_access hash:/etc/postfix/sender_access
>      7         check_policy_service unix:private/policy
>      8         ...
>      9
>     10 /etc/postfix/sender_access:
>     11     securityfocus.com OK
>     12     ...

NOTES:

- Line 7: On Solaris you must use inet: style sockets instead of unix: style, as detailed in the "Example: greylist policy server" section above.

- Lines 6-7: Be sure to specify check_sender_access and check_policy_service AFTER reject_unauth_destination or else your system could become an open mail relay.

- Line 3: The greylist database gets polluted quickly with bogus addresses. It helps if you precede greylist lookups with restrictions that reject unknown senders and/or recipients.

## Routine greylist maintenance

The greylist database grows over time, because the greylist server never removes database entries. If left unattended, the greylist database will eventually run your file system out of space.

When the status file size exceeds some threshold you can simply rename or remove the file without adverse effects; Postfix automatically creates a new file. In the worst case, new mail will be delayed by an hour or so. To lessen the impact, rename or remove the file in the middle of the night at the beginning of a weekend.

## Example Perl greylist server

This is the Perl subroutine that implements the example greylist policy. It is part of a general purpose sample policy server that is distributed with the Postfix source as examples/smtpd-policy/greylist.pl.

    #
    # greylist status database and greylist time interval. DO NOT create the
    # greylist status database in a world-writable directory such as /tmp
    # or /var/tmp. DO NOT create the greylist database in a file system
    # that can run out of space.
    #
    $database_name="/var/mta/greylist.db";
    $greylist_delay=60;

    #
    # Auto-whitelist threshold. Specify 0 to disable, or the number of
    # successful "come backs" after which a client is no longer subject
    # to greylisting.
    #
    $auto_whitelist_threshold = 10;

    #
    # Demo SMTPD access policy routine. The result is an action just like
    # it would be specified on the right-hand side of a Postfix access
    # table.  Request attributes are available via the %attr hash.
    #
    sub smtpd_access_policy {
        my($key, $time_stamp, $now);

        # Open the database on the fly.
        open_database() unless $database_obj;

        # Search the auto-whitelist.
        if ($auto_whitelist_threshold > 0) {
            $count = read_database($attr{"client_address"});
            if ($count > $auto_whitelist_threshold) {
                return "dunno";
            }
        }

        # Lookup the time stamp for this client/sender/recipient.
        $key =
            lc $attr{"client_address"}."/".$attr{"sender"}."/".$attr{"recipient"};
        $time_stamp = read_database($key);
        $now = time();

        # If new request, add this client/sender/recipient to the database.
        if ($time_stamp == 0) {
            $time_stamp = $now;
            update_database($key, $time_stamp);
        }

        # The result can be any action that is allowed in a Postfix access(5) map.
        #
        # To label the mail, return ``PREPEND headername: headertext''
        #
        # In case of success, return ``DUNNO'' instead of ``OK'', so that the
        # check_policy_service restriction can be followed by other restrictions.
        #
        # In case of failure, return ``DEFER_IF_PERMIT optional text...'',
        # so that mail can still be blocked by other access restrictions.
        #
        syslog $syslog_priority, "request age %d", $now - $time_stamp if $verbose;
        if ($now - $time_stamp > $greylist_delay) {
            # Update the auto-whitelist.
            if ($auto_whitelist_threshold > 0) {
                update_database($attr{"client_address"}, $count + 1);
            }
            return "dunno";
        } else {
            return "defer_if_permit Service temporarily unavailable";
        }
    }